Ethics, Communication & Professionalism
Withholding vs withdrawing life-sustaining treatment
— Both are permissible when consistent with a patient's autonomous wishes or, if incapacitated, surrogate-expressed values
— Neither constitutes euthanasia or physician-assisted death; the underlying disease causes death
— Mechanical ventilation, vasopressors, dialysis (RRT), CPR, antibiotics, artificial nutrition/hydration (ANH), blood products, ICDs, LVADs
— ANH is legally and ethically a medical treatment, not basic care — may be withheld/withdrawn (Cruzan, 1990)
— Progressive multi-organ failure not responding to maximal therapy
— Terminal illness with patient-stated quality-of-life threshold crossed (e.g., persistent vegetative state, advanced dementia with aspiration)
— Disagreement between team and family about goals
— "Trial of therapy" reaching its predefined endpoint (e.g., 72-hour pressor trial in septic shock with no improvement)
— Withdrawing LST: removes artificial support, allows natural death — legal in all 50 states
— Physician aid in dying: prescribes lethal medication patient self-administers — legal only in select states (OR, WA, CA, CO, VT, HI, NJ, NM, ME, DC, others)
— Euthanasia: physician administers lethal agent — illegal everywhere in the US

— ICU patient on day 10 of mechanical ventilation for ARDS, family meeting requested
— Elderly patient with metastatic cancer admitted with pneumonia, asks to "stop everything"
— Post-arrest patient with anoxic brain injury, spouse and adult children disagree about continuing care
— Patient with advance directive declining intubation now in respiratory failure
— Decision-making capacity assessment: understanding, appreciation, reasoning, expressing a choice — capacity is decision-specific, not global
— Existence and content of advance directives: living will, durable power of attorney for healthcare (DPOA-HC), POLST/MOLST forms
— Prior expressed values: religious beliefs, prior statements about ventilators/dialysis/feeding tubes, observed reactions to others' end-of-life experiences
— Identity of legal surrogate per state hierarchy (typically: DPOA-HC > spouse > adult children > parents > siblings)
— Capacity: clinical determination by any physician, task-specific, can fluctuate
— Competence: legal determination by a court, global
— Psychiatry consultation is not required to assess capacity in most cases — primary team can and should do it
— Acute delirium, severe depression skewing risk assessment, intoxication, untreated pain, fluctuating mental status, language/communication barriers without interpreter

— Understanding: Can the patient restate the medical situation and proposed intervention?
— Appreciation: Does the patient apply the information to their own situation? (Patients with psychosis or severe denial often fail here)
— Reasoning: Can the patient weigh risks/benefits and compare alternatives logically?
— Expressing a choice: Stable, consistent communication of preference
— Low-risk decision (accepting an IV) → low capacity bar
— High-risk decision (refusing intubation in reversible respiratory failure) → higher capacity bar
— 1. Expressed wishes: Patient's prior specific statements (oral or written advance directive)
— 2. Substituted judgment: "What would this patient want?" based on known values
— 3. Best interest standard: Used only when no information about patient's values exists (common in lifelong cognitively impaired patients or unbefriended adults)
— DPOA-HC > court-appointed guardian > spouse > adult children (majority) > parents > adult siblings > other relatives > close friend
— Reversibility of underlying condition (septic shock day 2 vs. anoxic brain injury day 14)
— Prognostic data: APACHE, SOFA, validated scores, palliative care input
— Burden of ongoing treatment vs. likelihood of meaningful recovery

— Value family statements, Acknowledge emotions, Listen, Understand the patient as a person, Elicit questions
— SPIKES: Setting, Perception, Invitation, Knowledge, Empathy, Strategy/Summary
— NURSE statements for emotion: Name, Understand, Respect, Support, Explore
— Pre-meeting huddle with all consultants to align on prognosis
— Private setting, all key decision-makers present, interpreter if needed
— Ask what the family understands first ("Tell me what you've been hearing")
— Deliver prognosis in plain, specific language — "She is dying" beats "She is not doing well"
— Allow silence after bad news; do not fill it with data
— Pivot from "What do you want us to do?" to "What would she say if she could sit with us right now?" — this reframes from surrogate-as-decider to surrogate-as-messenger
— Make a recommendation when appropriate ("Based on her values, I'd recommend we focus on comfort")
— Asking "Do you want us to do everything?" — vague, guilt-inducing, leads to non-beneficial treatment
— Offering CPR as a menu item without prognostic context
— Promising "we'll never give up"
— Letting one vocal family member dominate without confirming surrogate authority

— Living will: Patient's written instructions about specific treatments (vent, dialysis, ANH, CPR) under specific conditions (terminal illness, PVS)
— Durable power of attorney for healthcare (DPOA-HC): Names a surrogate; broader and generally more useful than a living will because it allows real-time judgment
— Five Wishes: Holistic directive covering medical, personal, emotional, spiritual preferences
— Actionable medical orders, signed by clinician, portable across care settings (home → EMS → ED → SNF)
— Differ from advance directives — POLST is for seriously ill patients with limited prognosis (typically <1 year)
— Address: CPR status, medical interventions level (full/selective/comfort), antibiotics, ANH
— Capacity determination with the four components
— Surrogate identity and authority basis
— Specific treatments addressed and decisions made
— Prognosis discussion content
— Who was present, what was decided, next steps
— Patient's written/expressed wishes override the surrogate. A surrogate cannot demand treatment the patient explicitly refused in writing.
— Exception: if the directive is vague or the situation isn't clearly covered, surrogate uses substituted judgment

— 1. What is the medical situation? Reversible vs. irreversible; trajectory over time
— 2. What are the patient's values and goals? Quality vs. quantity of life, acceptable functional outcomes
— 3. Does ongoing treatment achieve those goals? If no, treatment is non-beneficial relative to goals
— 4. Is there consensus among decision-makers? If not, conflict resolution before action
— Agree in advance: "We'll continue full ICU care for 72 hours; if X, Y, Z don't improve, we'll transition to comfort"
— Reduces family guilt about "stopping," gives data, prevents indefinite drift
— Document specific endpoints, reassessment date, and the plan if endpoints aren't met
— Multi-organ failure with rising vasopressor requirements despite source control
— Anoxic brain injury with absent brainstem reflexes or unfavorable EEG/imaging beyond 72h post-arrest (with TTM completed)
— Advanced dementia with recurrent aspiration despite feeding modifications
— Metastatic cancer progressing through last-line therapy with poor performance status
— Patient with capacity requesting withdrawal
— Reversible pathology with reasonable expected recovery
— Insufficient time/data for prognostication
— Unresolved family conflict where harm of premature withdrawal outweighs harm of delay
— Patient's prior expressed preference for maximal treatment

— Giving medication intended to relieve suffering is ethical even if it may secondarily hasten death, provided:
— Intent is symptom relief (not death)
— Dose is proportional to symptom severity
— Death is foreseen but not desired
— This is not physician-assisted death
— Morphine 2-5 mg IV q15 min titrated, or 5-10 mg PO/SL q1h PRN; continuous infusion if frequent dosing needed
— Hydromorphone 0.2-0.5 mg IV in renal impairment (morphine metabolites accumulate)
— Fentanyl for severe renal/hepatic disease; transdermal for stable chronic pain (not for acute titration)
— No ceiling dose at end of life — titrate to symptom relief
— Lorazepam 0.5-2 mg IV/PO/SL q1-4h
— Midazolam infusion for refractory cases or palliative sedation
— Glycopyrrolate 0.2-0.4 mg IV/SC q4-6h (does not cross BBB → less delirium)
— Scopolamine patch 1.5 mg q72h
— Repositioning and family education often more impactful than drugs
— Pre-medicate with opioid ± benzodiazepine bolus
— Suction, turn off alarms, remove unnecessary lines/monitors visible to family
— Either terminal wean (gradual FiO2/PEEP reduction) or terminal extubation
— Reassess and re-bolus q5-10 min for distress

— Convene family, chaplain, nursing; explain expected course (minutes to days)
— Establish IV access for symptom medications
— Bolus opioid (e.g., morphine 5-10 mg IV) and benzodiazepine if respiratory distress anticipated
— Remove monitors from family view; silence alarms
— Terminal extubation (preferred when comfort can be assured) vs. terminal weaning (gradual reduction of vent support over 30-60 min)
— Continue aggressive symptom management; reassure family that gasping/agonal breathing is reflexive
— Vasopressors: discontinue abruptly with comfort meds ready
— Dialysis: simply not initiating next session; death typically in 7-10 days from uremia/hyperkalemia/fluid overload
— ICD deactivation: Reprogram to disable shocks (magnet temporarily, programmer permanently); allows natural death without painful repeated shocks — does not require ethics consult; routine end-of-life care
— LVAD: More complex; requires institutional protocol, palliative care, often ethics input; death typically within hours
— Legally and ethically equivalent to other LST (Cruzan, Schiavo)
— Death from dehydration typically 7-14 days; well-tolerated with mouth care
— Family education: hunger/thirst sensations diminish in dying patients
— Reserved for refractory symptoms (pain, dyspnea, delirium, seizures) at end of life
— Goal: reduce consciousness to relieve suffering, not to cause death
— Midazolam, propofol, or phenobarbital infusion titrated to comfort
— Requires informed consent (patient or surrogate), documentation, multidisciplinary input

— Higher baseline incidence of advance directives — always ask and review on admission
— Capacity may fluctuate with delirium, UTI, polypharmacy — reassess at each major decision point
— "Frailty" is an independent prognostic marker; integrate into goals-of-care discussions
— Functional status (ADLs/IADLs) often matters more to patients than survival statistics
— Advanced dementia (FAST stage 7) is a terminal illness — hospice eligible
— Tube feeding in advanced dementia does not prolong life, prevent aspiration, or improve quality of life — guidelines recommend against PEG placement (AGS, AAHPM)
— Hand feeding for comfort is preferred
— Surrogate uses substituted judgment based on patient's pre-dementia values
— ESRD on dialysis: Withdrawal of dialysis is common and ethical; 1-year mortality ~20% on dialysis in elderly; conservative kidney management is a legitimate alternative
— Advanced heart failure: ICD deactivation, LVAD considerations, transplant candidacy decisions
— COPD/end-stage lung disease: Address NIV/intubation preferences before crisis
— Cirrhosis: Transplant ineligibility often the inflection point for goals shift
— Never had capacity → best interest standard (no substituted judgment possible)
— Court-appointed guardian or state surrogacy law applies
— Ethics committee involvement common

— Parents are default surrogates, applying best interest standard (not substituted judgment — children haven't formed adult values)
— Adolescent assent required ~age 7+; meaningful participation increases with maturity
— Mature minor doctrine (varies by state) allows some adolescents to consent/refuse for themselves
— Parental refusal of LST: Generally permitted when treatment is non-beneficial or burdensome; NOT permitted when treatment is clearly life-saving and child has reasonable prognosis (e.g., parents refusing chemo for curable leukemia → state intervention via CPS/courts)
— Neonates: Born alive at any gestation deserve resuscitation assessment; periviable (22-24 weeks) decisions involve parental input on initiation/continuation
— Maternal autonomy generally governs — a competent pregnant patient may refuse LST even if fetus dies
— Some states have "pregnancy exclusions" in advance directive statutes (controversial, varies)
— Brain-dead pregnant patient: somatic support may continue to allow fetal viability — complex ethics, requires family input and institutional policy
— A physician may decline to personally participate in withdrawal if morally opposed
— Must transfer care to a willing colleague — cannot abandon patient
— Cannot impose personal views to delay or block a legally and ethically permissible decision
— Jehovah's Witnesses: blood product refusal; document, explore alternatives, respect adult capacity
— Orthodox Judaism, some Islamic traditions: may oppose withdrawal once started but permit withholding — engage chaplaincy/clergy familiar with the tradition

— Common when providing perceived non-beneficial treatment
— ICU nurses report highest rates; associated with burnout, attrition
— Mitigation: ethics consultation, debriefs, palliative care embedding, institutional support
— Complicated grief (>12 months impairing function) — more common after sudden death, ICU death, perceived conflict
— PTSD in family members of ICU decedents: ~30% incidence; reduced by structured family meetings, bereavement follow-up
— Guilt over "stopping treatment" — addressed pre-emptively by framing as honoring the patient, not making them die
— Inadequate analgesia/sedation → distressing death witnessed by family
— Over-sedation → blurring line with palliative sedation (ensure proportionality)
— Agonal respirations misinterpreted as suffering — educate family
— Premature withdrawal before adequate prognostication (especially post-arrest <72h before completion of neuroprognostication)
— Delayed withdrawal causing prolonged suffering and resource use
— Inadequate documentation → legal vulnerability
— Surrogate selected incorrectly (e.g., estranged spouse vs. caregiving adult child)
— Disputes within family escalating to court (Schiavo case archetype)
— Inadequate consent documentation
— Failure to honor a valid advance directive (institutional liability)
— Non-beneficial ICU treatment costs and bed occupancy
— Staff burnout and turnover
— Suboptimal use of hospice (median length of stay in US ~17 days, with >25% enrolled <7 days — too late for full benefit)

— Any ICU stay >3-5 days with uncertain trajectory
— New metastatic cancer or advanced organ failure diagnosis
— Symptom burden refractory to primary team management
— Goals-of-care clarification needed
— Evidence: early palliative care improves quality of life, family satisfaction, and in some cancers, survival (Temel NEJM 2010)
— Disagreement between team and family that persists after meetings
— Disagreement among family members
— Surrogate decisions appear inconsistent with patient's known values
— Requests for non-beneficial treatment
— Capacity disputes
— Unbefriended patient without surrogate
— Conscientious objection conflicts
— Resource allocation dilemmas (e.g., dual-listing for ICU bed)
— Available 24/7 at most US hospitals (Joint Commission expectation)
— Advisory, not binding — provides framework, identifies stakeholders, facilitates resolution
— Documentation in chart with reasoning
— 1. Repeat family meeting with consistent message from all teams
— 2. Second medical opinion (intensivist, palliative care, specialty)
— 3. Ethics committee
— 4. Time-limited trial as compromise
— 5. Transfer of care to willing physician/institution
— 6. Court (last resort; rarely needed)
— Suspected non-valid advance directive
— Threats of litigation
— Court-ordered guardianship issues
— Suspected elder abuse or coerced surrogate decisions

— Both ethically and legally equivalent
— Psychologically harder to withdraw; this is a clinician/family bias, not an ethical difference
— Implication: do not withhold a trial of therapy out of fear that withdrawing will be harder later
— DNR: No CPR at arrest only; all other treatments per usual unless specified
— DNI: No intubation; doesn't preclude NIV unless specified
— Comfort measures only (CMO): Treatment goal is symptom relief; usually stops disease-directed therapy
— Hospice: Medicare benefit; prognosis ≤6 months; interdisciplinary home/facility-based care; foregoes curative treatment for the terminal illness
— Palliative care: Any stage, any prognosis, alongside curative treatment; consult-based or co-management
— Hospice: Subset of palliative care for end-of-life; specific eligibility and benefit structure
— Withdrawal: Disease causes death; legal universally
— Aid in dying: Patient self-administers prescribed lethal drug; legal in some US jurisdictions
— Euthanasia: Clinician administers lethal drug; illegal in US
— Terminal/palliative sedation: Proportional symptom relief; legal and ethical
— Euthanasia: Intentional killing; illegal
— Capacity: Clinical, task-specific
— Competence: Legal, global

— Both require capacity, voluntariness, disclosure (risks/benefits/alternatives), understanding
— Refusal of life-saving treatment by capacitated adult is legally protected
— Patients may refuse even seemingly trivial treatments (blood transfusion in Jehovah's Witness for elective surgery)
— Suicide: active self-harm intent
— Refusal of LST: declining artificial prolongation; underlying disease causes death
— Refusing dialysis, ventilator, or food/water in terminal illness is not suicide
— Implication: hospice eligibility preserved; life insurance unaffected
— Legal and ethical alternative for terminally ill patients with capacity
— Requires capacity assessment, symptom management, family support
— Distinct from anorexia/forced starvation; patient-driven
— Brain death = legal death (whole-brain criteria, UDDA): organ support may be withdrawn without consent (though family engagement is standard practice)
— Coma: Unconscious, unarousable, may recover
— PVS (>1 month): wakefulness without awareness; withdrawal of ANH legal and ethical with surrogate consent
— Minimally conscious state: Intermittent awareness; better prognosis than PVS; decisions more complex
— Physiologic futility: Treatment cannot achieve intended physiologic effect (e.g., CPR in massive PE with prolonged downtime) → physician may decline to offer
— Qualitative futility: Treatment achieves physiologic effect but not meaningful goal — value-laden, requires negotiation, not unilateral
— Pandemic/crisis standards differ from routine care
— Utilitarian frameworks apply only under declared crisis standards

— Medicare Hospice Benefit: prognosis ≤6 months, certified by hospice MD and attending; patient forgoes curative treatment for terminal diagnosis (concurrent care allowed for unrelated conditions)
— Levels of care: routine home, continuous home (crisis), inpatient respite (up to 5 days), general inpatient (symptom crisis)
— Re-certification at 90 days, 90 days, then 60-day intervals indefinitely
— Cancer: metastatic, declining KPS
— Heart failure: NYHA IV, optimal therapy, EF ≤20%
— COPD: dyspnea at rest, FEV1 <30%, recurrent infections
— Dementia: FAST 7, weight loss, recurrent infections
— ESRD: not pursuing dialysis
— Adult failure to thrive: weight loss, albumin <2.5, decline in ADLs
— Hospital → home with hospice: ensure DME (hospital bed, oxygen, commode), medications filled, nursing visit within 24h
— Hospital → inpatient hospice unit: warm handoff, medication reconciliation, goals documented
— Hospital → SNF for comfort: POLST/MOLST must travel with patient; clear orders for symptom medications
— Deprescribe: statins, antihypertensives (if not symptomatic), diabetic agents (loosen targets), preventive medications, bisphosphonates
— Continue/optimize: opioids, anxiolytics, antiemetics, secretion management, bowel regimen
— Convert routes: PO → SL/SC/transdermal as swallowing fails
— Respite care arrangements
— Bereavement services (13 months of Medicare hospice bereavement benefit)
— Anticipatory grief counseling

— Bereavement call within 2-4 weeks: acknowledges loss, identifies complicated grief, completes the therapeutic relationship
— Sympathy card from team
— Referral to bereavement support groups, individual counseling for complicated grief
— Medicare hospice provides 13 months of bereavement services to family
— Persistent intense grief >12 months post-loss
— Functional impairment, identity disruption, intense loneliness, avoidance of reminders
— Treatment: complicated grief therapy (CGT), SSRIs if comorbid MDD
— Family satisfaction surveys (FS-ICU, CAHPS Hospice)
— Time from terminal diagnosis to hospice enrollment (longer = better quality)
— Percentage of deaths preceded by ICU admission, intubation, CPR (lower = better quality care, in most contexts)
— Aggressive treatment in last 30 days of life (chemo, ICU) — quality indicator
— Schwartz rounds, ICU debriefs after difficult deaths
— Mortality and morbidity discussions of end-of-life cases
— Recognize burnout symptoms in self and colleagues
— Were goals-of-care discussions held and documented?
— Were advance directives honored?
— Was symptom management adequate?
— Was the family supported?
— Resident/fellow training in goals-of-care communication (VitalTalk, ELNEC curricula)
— Simulation-based training for family meetings and withdrawal procedures

— Quinlan (1976, NJ): Established right to withdraw ventilator via surrogate; PVS patient
— Cruzan (1990, US Supreme Court): Constitutional right to refuse treatment; states may require clear and convincing evidence of patient's wishes for surrogate withdrawal; ANH is medical treatment
— Schiavo (2005): Reaffirmed surrogate authority; importance of advance directives; family conflict resolution
— Bouvia (1986): Competent patient with cerebral palsy may refuse ANH
— Patient Self-Determination Act (1990): Hospitals receiving Medicare/Medicaid must inform patients of right to advance directives on admission
— EMTALA: Stabilization obligation does not override capacitated refusal
— HIPAA: Surrogate decision-makers have access to PHI necessary for decisions
— Suspected elder abuse or coerced surrogate decisions → Adult Protective Services
— Death from unnatural causes → medical examiner (varies by state)
— Suspected non-valid advance directive (forgery, coercion) → risk management
— Emergency exception: presumed consent for life-saving treatment when capacity absent and no surrogate available
— "Therapeutic privilege" is largely obsolete — withholding information from a patient with capacity is rarely justified
— Cultural communication preferences (e.g., family-mediated disclosure) — respect within ethical limits; confirm patient's preferred disclosure model
— POLST/advance directive not transferring with patient → patient receives unwanted CPR/intubation in next setting → system failure, not patient failure
— Medication reconciliation errors at discharge to hospice (missing opioid scripts, no anxiolytics)
— Failure to communicate code status to EMS during inter-facility transfer
— Organ donation discussions must be separated from withdrawal decisions (firewall: OPO staff, not the treating team, approaches family about donation)


— 70-yo with metastatic cancer, capacity intact, refuses further chemo and asks about hospice
— Right answer: Explore values, ensure understanding, refer to hospice
— Wrong answers: Psychiatry consult, court order, ethics consult, override
— Patient with stroke, no longer has capacity, has living will declining intubation; now in respiratory failure
— Right answer: Honor the directive, do not intubate, comfort measures
— Wrong answers: Intubate "to save life," override directive based on family request, court order
— ICU patient with multi-organ failure; spouse wants withdrawal, adult son wants to continue
— Right answer: Family meeting with palliative care ± ethics; clarify surrogate (spouse, typically), use substituted judgment
— Wrong answers: Unilateral withdrawal, court order as first step, defer to most vocal family member
— Dying patient with dyspnea; titrating morphine; family asks if more will "kill" the patient
— Right answer: Explain double effect; continue to titrate to symptom relief
— Wrong answers: Stop morphine, switch to non-opioid, "let nature take its course" by undertreating
— Patient refuses surgery, primary team wants to "force" treatment
— Right answer: Assess capacity using four-element framework; if capacity present, honor refusal
— Wrong answers: Automatic psychiatry consult, court order, assume incapacity
— Patient declared brain dead; family wants "everything continued"
— Right answer: Compassionate explanation that patient is legally dead; OPO approaches separately about donation
— Wrong answers: Continue indefinite somatic support, ethics consult to decide if "alive"
— Day 1 post-arrest, comatose; family asks about withdrawal
— Right answer: Wait ≥72h (longer with TTM) for accurate neuroprognostication
— Wrong answers: Immediate withdrawal, immediate confident "good prognosis"
— Parents refuse life-saving transfusion for child (JW)
— Right answer: Seek emergency court order; transfuse the child; parents may refuse for themselves but not for child when life-threatening

Withholding and withdrawing life-sustaining treatment are ethically and legally equivalent acts that must be guided by the patient's autonomous wishes — expressed directly when capacity is intact, or through advance directives and surrogate decision-makers (substituted judgment, then best interest) when it is not — supported by skilled communication, palliative symptom management under the doctrine of double effect, and conflict resolution via palliative care and ethics consultation rather than unilateral or court action.

